Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RATHBONES ASSET MANAGEMENT LIMITED
FRN 144266
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2025)
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- [FCA CF] Client dealing (16 Feb 2023 to 1 Oct 2023)
- SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2023)
- CF3 Chief Executive (18 Mar 2019 to 8 Dec 2019)
- CF1 Director (7 Jun 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (27 Oct 2022 to 22 Dec 2022)
- [FCA CF] Manager of certification employee (27 Oct 2022 to 1 Oct 2023)
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- CF3 Chief Executive (6 Sep 2012 to 12 Aug 2015)
- CF1 Director (6 Sep 2012 to 12 Aug 2015)
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- CF3 Chief Executive (4 Oct 2011 to 12 Aug 2015)
- CF1 Director (4 Oct 2011 to 12 Aug 2015)
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- CF27 Investment Management (1 Dec 2001 to 31 Jul 2002)
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- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.