Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 26 Mar 2025)
    • [PRA CF] Managing a material risk taker (since 14 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2017)
    • [FCA CF] Client dealing (since 14 Dec 2016)
    • [FCA CF] Significant management (6 Sep 2022 to 10 Oct 2022)
    • [FCA CF] Manager of certification employee (14 Oct 2019 to 10 Oct 2022)
    • CF30 Customer (14 Jan 2016 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 26 Mar 2025)
    • [PRA CF] Managing a material risk taker (since 14 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
    • [FCA CF] Significant management (4 Apr 2024 to 25 Sep 2025)
    • [FCA CF] Manager of certification employee (14 Oct 2019 to 10 Oct 2022)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF1 Director (21 Mar 2012 to 30 Oct 2014)
    • CF29 Significant management (21 Dec 2011 to 30 Oct 2014)
    • CF30 Customer (13 Jun 2011 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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