Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 26 Mar 2025)
- [PRA CF] Managing a material risk taker (since 14 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2017)
- [FCA CF] Client dealing (since 14 Dec 2016)
- [FCA CF] Significant management (6 Sep 2022 to 10 Oct 2022)
- [FCA CF] Manager of certification employee (14 Oct 2019 to 10 Oct 2022)
- CF30 Customer (14 Jan 2016 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 26 Mar 2025)
- [PRA CF] Managing a material risk taker (since 14 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
- [FCA CF] Significant management (4 Apr 2024 to 25 Sep 2025)
- [FCA CF] Manager of certification employee (14 Oct 2019 to 10 Oct 2022)
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- CF1 Director (21 Mar 2012 to 30 Oct 2014)
- CF29 Significant management (21 Dec 2011 to 30 Oct 2014)
- CF30 Customer (13 Jun 2011 to 31 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.