Julia Mary Roberts Dunn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Oct 2025)
  • Marks and Spencer Unit Trust Management Limited

    FRN 141662

    • [FCA CF] Material risk taker (since 6 Oct 2025)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC

    FRN 151427

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Oct 2025)
  • HSBC UK Bank Plc

    FRN 765112

    • SMF4 Chief Risk (since 28 May 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2020 to 16 Nov 2020)
    • SMF4 Chief Risk (24 Aug 2016 to 16 Nov 2020)
    • SMF16 Compliance Oversight (7 Mar 2016 to 16 Nov 2020)
    • CF11 Money Laundering Reporting (23 Sep 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (23 Sep 2013 to 6 Mar 2016)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2020 to 16 Nov 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 16 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Nov 2020)
    • CF1 Director (24 Aug 2016 to 8 Dec 2019)
    • CF28 Systems and controls (24 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Sep 2013 to 13 Sep 2017)
    • CF10 Compliance Oversight (23 Sep 2013 to 8 Dec 2019)
  • DERBYSHIRE HOME LOANS LIMITED (no longer approved here)

    FRN 302586

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2020 to 16 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Nov 2020)
    • CF28 Systems and controls (24 Aug 2016 to 8 Dec 2019)
    • CF1 Director (24 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Sep 2013 to 13 Sep 2017)
    • CF10 Compliance Oversight (23 Sep 2013 to 8 Dec 2019)
  • U C B HOME LOANS CORPORATION LIMITED (no longer approved here)

    FRN 303556

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2020 to 16 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Nov 2020)
    • CF1 Director (24 Aug 2016 to 8 Dec 2019)
    • CF28 Systems and controls (24 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Sep 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Sep 2013 to 13 Sep 2017)
  • E-Mex Home Funding Limited (no longer approved here)

    FRN 305370

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2020 to 16 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Nov 2020)
    • CF1 Director (24 Aug 2016 to 8 Dec 2019)
    • CF28 Systems and controls (24 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Sep 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Sep 2013 to 13 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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