Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 6 May 2021)
    • [FCA CF] Client dealing (since 6 May 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (3 May 2019 to 20 Jun 2019)
  • Anstee & Co Limited (no longer approved here)

    FRN 577360

    • CF30 Customer (23 Oct 2013 to 6 Sep 2017)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (9 Jan 2012 to 16 Oct 2013)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (18 Nov 2010 to 23 Sep 2011)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (18 Nov 2010 to 23 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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