Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (9 Nov 2022 to 3 Jun 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 3 Jun 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (4 Jan 2022 to 3 Jun 2024)
    • [FCA CF] Material risk taker (14 Nov 2018 to 3 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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