Julia Kathleen Laverty

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heard Hamilton Financial Planning Ltd

    FRN 720807

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Apr 2026)
    • [FCA CF] Manager of certification employee (since 19 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • [FCA CF] Client dealing (since 19 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Jun 2016)
    • Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2016 to 8 Dec 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 7 Dec 2012)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (680)Employed By (1 Dec 2010 to 7 Dec 2012)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (16 Sep 2003 to 21 Apr 2005)
    • CF22 Investment Adviser (Trainee) (4 Apr 2003 to 16 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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