Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARDING FINANCIAL LTD (no longer approved here)

    FRN 555911

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
  • Bath & City Financial Ltd (no longer approved here)

    FRN 473851

    • Employed By (16 Sep 2008 to 30 Sep 2011)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF22 Investment Adviser (Trainee) (17 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.