Judith Lynne White

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rushton Ricard LLP

    FRN 948449

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
    • Responsible for Insurance Distribution (since 1 Sep 2021)
    • SMF16 Compliance Oversight (since 1 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2021)
    • SMF27 Partner (since 1 Sep 2021)
    • [FCA CF] Client dealing (since 1 Sep 2021)
    • Responsibility for MCD Intermediation (1 Sep 2021 to 28 Aug 2024)
  • Thomas House Partnership LLP (no longer approved here)

    FRN 415656

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • CF30 Customer (2 Mar 2010 to 8 Dec 2019)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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