Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
  • Life's Great Limited (no longer approved here)

    FRN 478215

    • [FCA CF] Functions requiring qualifications (4 Apr 2022 to 6 Dec 2023)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (3 Jun 2021 to 5 Apr 2022)
    • CF1 Director (AR) (21 May 2021 to 4 Apr 2022)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.