Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2023)
    • SMF3 Executive Director (since 13 Aug 2020)
    • [FCA CF] Client dealing (since 13 Aug 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2020)
    • CF1 Director (AR) (1 Aug 2018 to 13 Aug 2020)
    • CF30 Customer (1 Aug 2018 to 13 Aug 2020)
  • Whitman Capital Management Limited (no longer approved here)

    FRN 812162

    • Employed By (1 Aug 2018 to 13 Aug 2020)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (18 Sep 2015 to 21 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.