Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WHITMAN ASSET MANAGEMENT LIMITED
FRN 916792
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 7 Nov 2023)
- SMF3 Executive Director (since 13 Aug 2020)
- [FCA CF] Client dealing (since 13 Aug 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2020)
- CF1 Director (AR) (1 Aug 2018 to 13 Aug 2020)
- CF30 Customer (1 Aug 2018 to 13 Aug 2020)
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- Employed By (1 Aug 2018 to 13 Aug 2020)
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- CF30 Customer (18 Sep 2015 to 21 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.