Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowes Financial Management Limited
FRN 114650
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
- [FCA CF] Client dealing (since 7 Apr 2026)
- [FCA CF] Functions requiring qualifications (21 Dec 2023 to 2 Dec 2025)
- [FCA CF] Client dealing (21 Dec 2023 to 2 Dec 2025)
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
- [FCA CF] Client dealing (since 2 Jun 2025)
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- Appointed representative dealing with clients for which they require qualification (20 Sep 2022 to 17 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (18 Oct 2021 to 30 Jun 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.