Joshi Dinesh

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd.

    FRN 139195

    • SMF16 Compliance Oversight (since 1 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
  • Mizuho International plc

    FRN 119256

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2016)
    • SMF16 Compliance Oversight (since 7 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 28 Jul 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2003)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Asset Management One International Ltd. (no longer approved here)

    FRN 186147

    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Oct 2002)
    • CF1 Director (1 Dec 2001 to 7 Oct 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 7 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.