Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • CF30 Customer (6 Jan 2012 to 8 Dec 2019)
  • Prudent Mortgages (no longer approved here)

    FRN 200413

    • (2)Employed By (18 Sep 2003 to 6 Apr 2004)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (8 Jan 2002 to 5 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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