Joseph Saade

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Falcon Investment Management Ltd
FRN 673552
- [FCA CF] Client dealing (since 1 Jun 2021)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (8 Aug 2005 to 22 Sep 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (29 Apr 2003 to 2 Aug 2005)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.