Joseph Hartswell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Mountain Capital (U.K.) Ltd. (no longer approved here)

    FRN 784129

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2021)
    • CF10 Compliance Oversight (1 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.