New Mountain Capital (U.K.) Ltd.

Date authorised
1 November 2017
Companies House
10783891
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Hanover Street
    4th Floor
    London
    Westminster
    W1S 1YD
    UNITED KINGDOM
    Phone
    +442036557976
    Web
    http://www.newmountaincapital.com

  • Complaints Contact

    16 Hanover Street
    4th Floor
    London
    Westminster
    W1S 1YD
    UNITED KINGDOM
    Phone
    +442036557976

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Weinstein

    IRN AXW02380

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2018 to 8 Dec 2019)
  • Ahmed Shehreyar Hameed

    IRN ASH01089

    • [FCA CF] Client dealing (6 Nov 2025 to 4 Apr 2026)
  • David Collis Coquillette

    IRN DCC01146

    • [FCA CF] Client dealing (since 27 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
    • CF1 Director (5 Mar 2018 to 8 Dec 2019)
  • Ignacio Sarria

    IRN IXS01164

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Nov 2017 to 8 Dec 2019)
  • Jennifer Singer

    IRN JXS00541

    • [FCA CF] Client dealing (17 Mar 2021 to 15 Sep 2023)
  • Joseph Hartswell

    IRN JXH02634

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2021)
    • CF11 Money Laundering Reporting (1 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2017 to 8 Dec 2019)
  • Marisa Barker

    IRN MXB04258

    • [FCA CF] Client dealing (since 2 Sep 2025)
  • Patrick O'Dolan

    IRN PXO01265

    • [FCA CF] Client dealing (since 17 Mar 2021)
  • Scott Justin

    IRN SXJ00110

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Mar 2021)
    • SMF16 Compliance Oversight (since 30 Mar 2021)
  • Steven Bruce Klinsky

    IRN SBK01037

    • CF1 Director (1 Nov 2017 to 21 Feb 2018)
    • CF30 Customer (1 Nov 2017 to 21 Feb 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.