Joseph Hannon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 19 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Jul 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 2 Oct 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Oct 2003 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 24 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.