Joseph Franklin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Material risk taker (since 3 Mar 2025)
    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (28 Nov 2024 to 6 Dec 2024)
    • [FCA CF] Material risk taker (25 Oct 2023 to 6 Dec 2024)
    • [FCA CF] Client dealing (6 Jul 2023 to 6 Dec 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (28 Nov 2024 to 6 Dec 2024)
    • [FCA CF] Material risk taker (25 Oct 2023 to 6 Dec 2024)
    • [FCA CF] Client dealing (6 Jul 2023 to 6 Dec 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (16 Feb 2017 to 27 Mar 2023)
    • CF30 Customer (9 Oct 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.