Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 1 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Jun 2024)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • [FCA CF] Significant management (1 Feb 2021 to 1 Jun 2024)
    • CF30 Customer (15 May 2013 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (11 Aug 2009 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.