Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fulcrum Asset Management LLP
FRN 230683
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2022)
- CF10 Compliance Oversight (1 Mar 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Mar 2010 to 8 Dec 2019)
- CF4 Partner (15 Feb 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (14 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.