Jose Ramon Juan Candial

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Proprietary trader (6 Mar 2017 to 21 Mar 2019)
    • [FCA CF] Significant management (6 Mar 2017 to 21 Mar 2019)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 21 Mar 2019)
    • [FCA CF] Material risk taker (6 Mar 2017 to 21 Mar 2019)
    • CF29 Significant management (27 Feb 2015 to 6 Mar 2016)
    • CF30 Customer (15 Apr 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Feb 2009)
    • CF21 Investment Adviser (7 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Nov 2003 to 7 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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