Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2020)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 24 Mar 2011)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (29 Jan 2007 to 12 Jul 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2005 to 26 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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