Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Qube Research & Technologies Limited (no longer approved here)

    FRN 725798

    • [FCA CF] Client dealing (29 Sep 2023 to 11 Jul 2025)
    • [FCA CF] Algorithmic trading (29 Sep 2023 to 11 Jul 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (21 Sep 2022 to 16 May 2023)
    • [FCA CF] Material risk taker (21 Sep 2022 to 16 May 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (21 Sep 2022 to 16 May 2023)
    • [FCA CF] Material risk taker (21 Sep 2022 to 16 May 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2022 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (30 Nov 2020 to 4 Jul 2022)
    • [FCA CF] Client dealing (5 Jun 2019 to 4 Jul 2022)
    • CF30 Customer (26 Jun 2009 to 27 Feb 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (14 Jul 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (10 Jun 2013 to 22 Apr 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (10 Jun 2013 to 22 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.