Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hoxton Wealth (UK) Ltd
FRN 586130
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
- [FCA CF] Client dealing (since 7 Apr 2025)
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- [FCA CF] Client dealing (6 Apr 2023 to 9 Apr 2024)
- [FCA CF] Functions requiring qualifications (6 Apr 2023 to 9 Apr 2024)
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- [FCA CF] Functions requiring qualifications (18 Dec 2020 to 7 Jun 2023)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
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- (2)Employed By (13 Sep 2018 to 13 Sep 2019)
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- CF30 Customer (2 Sep 2017 to 13 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
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