Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
    • [FCA CF] Client dealing (since 7 Apr 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (6 Apr 2023 to 9 Apr 2024)
    • [FCA CF] Functions requiring qualifications (6 Apr 2023 to 9 Apr 2024)
  • EB ASSOCIATES GROUP LIMITED (no longer approved here)

    FRN 707424

    • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 7 Jun 2023)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Tessyman Wealth Management Limited (no longer approved here)

    FRN 769918

    • (2)Employed By (13 Sep 2018 to 13 Sep 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Sep 2017 to 13 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.