Jonte Marshall Baron

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (29 May 2012 to 21 Aug 2013)
- CF21 Investment Adviser (20 Apr 2005 to 1 Nov 2005)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF26 Customer Trading (11 Aug 2005 to 31 Jan 2006)
- CF4 Partner (11 Aug 2005 to 31 Jan 2006)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF26 Customer Trading (6 Jul 2005 to 7 Feb 2006)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (24 Oct 2002 to 24 Jan 2005)
- CF26 Customer Trading (1 Dec 2001 to 24 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.