Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [PRA CF] Managing a material risk taker (14 Oct 2020 to 15 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Oct 2020 to 8 Jan 2021)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [PRA CF] Managing a material risk taker (9 Oct 2020 to 15 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Oct 2020 to 8 Jan 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (7 Jul 2020 to 6 Jul 2022)
    • [PRA CF] Managing a material risk taker (12 Jun 2020 to 21 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2017 to 30 Apr 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (7 Jul 2020 to 6 Jul 2022)
    • [PRA CF] Managing a material risk taker (12 Jun 2020 to 21 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 30 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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