Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hoxton Wealth (UK) Ltd
FRN 586130
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
- [FCA CF] Client dealing (since 24 Jun 2024)
- SMF1 Chief Executive (20 May 2025 to 16 Apr 2026)
- SMF3 Executive Director (5 Sep 2024 to 16 Apr 2026)
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- SMF3 Executive Director (15 Apr 2025 to 15 Apr 2026)
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- [FCA CF] Client dealing (30 Sep 2022 to 21 Aug 2024)
- [FCA CF] Functions requiring qualifications (30 Sep 2022 to 21 Aug 2024)
- Appointed representative dealing with clients for which they require qualification (30 Sep 2022 to 21 Aug 2024)
- CF30 Customer (3 May 2022 to 21 Aug 2024)
- CF4 Partner (AR) (3 May 2022 to 21 Aug 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.