Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
    • [FCA CF] Client dealing (since 24 Jun 2024)
    • SMF1 Chief Executive (20 May 2025 to 16 Apr 2026)
    • SMF3 Executive Director (5 Sep 2024 to 16 Apr 2026)
  • Family First Financial Services Limited (no longer approved here)

    FRN 225111

    • SMF3 Executive Director (15 Apr 2025 to 15 Apr 2026)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • [FCA CF] Client dealing (30 Sep 2022 to 21 Aug 2024)
    • [FCA CF] Functions requiring qualifications (30 Sep 2022 to 21 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (30 Sep 2022 to 21 Aug 2024)
    • CF30 Customer (3 May 2022 to 21 Aug 2024)
    • CF4 Partner (AR) (3 May 2022 to 21 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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