Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (25 Jul 2023 to 4 Dec 2024)
    • SMF1 Chief Executive (30 Sep 2016 to 14 Jan 2020)
    • CF28 Systems and controls (12 Jun 2009 to 19 Nov 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF1 Chief Executive (7 Mar 2016 to 7 Nov 2024)
    • CF3 Chief Executive (13 Apr 2015 to 6 Mar 2016)
    • CF1 Director (13 Apr 2015 to 6 Mar 2016)
    • CF28 Systems and controls (12 Mar 2009 to 19 Nov 2014)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF28 Systems and controls (1 Nov 2007 to 13 Mar 2008)
    • CF13 Finance (24 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.