Jonathan Timothy McAlpine

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McAlpine Brown Smyth Ltd

    FRN 975085

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 3 Jan 2023)
    • Responsible for Insurance Distribution (since 3 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
    • [FCA CF] Client dealing (since 3 Jan 2023)
    • SMF3 Executive Director (since 3 Jan 2023)
  • Kenneth Brewster

    FRN 484860

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (28 May 2019 to 30 Dec 2022)
    • CF30 Customer (28 May 2019 to 30 Dec 2022)
  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • CF4 Partner (AR) (16 Nov 2010 to 30 Nov 2014)
    • CF30 Customer (1 Nov 2007 to 31 Oct 2018)
    • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
    • CF1 Director (12 Feb 2007 to 31 Oct 2018)
  • Kerr Henderson (Consultants and Actuaries) Ltd (no longer approved here)

    FRN 188411

    • Employed By (4 Nov 2005 to 1 Feb 2007)
  • Kerr Henderson (Financial Services) Limited (no longer approved here)

    FRN 125322

    • CF1 Director (11 May 2005 to 1 Feb 2007)
    • CF21 Investment Adviser (21 Sep 2004 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.