Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Aug 2021)
    • CF30 Customer (11 Jan 2013 to 30 Oct 2013)
  • Keith Allen (no longer approved here)

    FRN 439640

    • (1)Employed By (11 Oct 2018 to 25 Aug 2021)
  • Christopher Berger (no longer approved here)

    FRN 592299

    • Employed By (11 Jan 2013 to 30 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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