Keith Allen

FRN: 439640
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

30 Lombard Street

London

EC3V 9BQ

UNITED KINGDOM

Phone

+4402080424452

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alexander Allan Kristopher Low
IRN AXL00625
- (2)Employed By (since 2 Dec 2023)
Jonathan Robert Wroe
IRN JRW00013
- (1)Employed By (11 Oct 2018 to 25 Aug 2021)
Keith Thomas Allen
IRN KTA00001
- (1)Employed By (since 24 May 2017)
Liam Morgan
IRN LXM09715
- (2)Employed By (28 Dec 2018 to 29 Nov 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.