Jonathan Peter Marlow

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (23 Sep 2020 to 9 Feb 2022)
    • [PRA CF] Managing a material risk taker (23 Sep 2020 to 16 Sep 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (11 Jan 2019 to 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (11 Jan 2019 to 9 Feb 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (27 Sep 2016 to 9 Feb 2022)
    • [PRA CF] Managing a material risk taker (27 Sep 2016 to 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 31 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (22 Sep 2005 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 22 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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