Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Material risk taker (16 Aug 2021 to 5 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jun 2023)
    • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Material risk taker (16 Aug 2021 to 5 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2023)
    • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
    • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (3 Oct 2014 to 6 Mar 2016)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF23 Corporate Finance Adviser (22 May 2003 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.