Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (since 1 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Aug 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF1 Director (22 Jul 2014 to 1 Aug 2017)
    • CF30 Customer (22 Jul 2014 to 14 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.