Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- [FCA CF] Material risk taker (since 1 Jul 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (30 Mar 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Aug 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
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- CF1 Director (22 Jul 2014 to 1 Aug 2017)
- CF30 Customer (22 Jul 2014 to 14 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.