Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (11 Jan 2021 to 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (11 Jan 2021 to 31 Jan 2025)
-
- CF30 Customer (19 Mar 2020 to 11 Jan 2021)
-
- Employed By (19 Mar 2020 to 9 Feb 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2021)
- CF1 Director (AR) (17 Sep 2012 to 9 Dec 2019)
- CF30 Customer (17 Sep 2012 to 9 Feb 2021)
-
- Employed By (17 Sep 2012 to 9 Feb 2021)
-
- CF30 Customer (24 Mar 2011 to 30 Sep 2012)
-
- Employed By (24 Mar 2011 to 30 Sep 2012)
-
- Employed By (1 Dec 2001 to 12 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.