Jonathan Nicholas Lightfoot

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parker Kelly Financial Services Ltd

    FRN 692552

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
    • [FCA CF] Client dealing (since 30 Mar 2026)
  • BLH FINANCIAL SERVICES LTD

    FRN 831380

    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (6)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (3)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (4)SMF3 Executive Director (since 9 Dec 2019)
    • (5)[FCA CF] Client dealing (since 9 Dec 2019)
    • (2)CF11 Money Laundering Reporting (29 Oct 2019 to 8 Dec 2019)
    • (3)CF1 Director (29 Oct 2019 to 8 Dec 2019)
    • (1)CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF4 Partner (AR) (4 Oct 2006 to 20 May 2015)
  • Chester Independent Ltd. (no longer approved here)

    FRN 230073

    • Employed By (17 Dec 2003 to 16 Jan 2020)
  • Charterhouse (Chester) Limited (no longer approved here)

    FRN 191421

    • Employed By (1 Dec 2001 to 5 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds at BLH FINANCIAL SERVICES LTD

  2. controlled function added: (3)SMF17 Money Laundering Reporting Officer (MLRO) at BLH FINANCIAL SERVICES LTD

  3. controlled function added: (4)SMF3 Executive Director at BLH FINANCIAL SERVICES LTD

  4. controlled function added: (5)[FCA CF] Client dealing at BLH FINANCIAL SERVICES LTD

  5. controlled function added: (6)[FCA CF] Functions requiring qualifications at BLH FINANCIAL SERVICES LTD