Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 4 Nov 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Nov 2020)
- CF10 Compliance Oversight (24 Apr 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 Apr 2015 to 8 Dec 2019)
- CF30 Customer (6 Jan 2014 to 8 Dec 2019)
- CF4 Partner (6 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (1 Feb 2012 to 6 Jan 2014)
- CF4 Partner (AR) (1 Feb 2012 to 6 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.