Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakvale Capital LLP (no longer approved here)

    FRN 599547

    • SMF27 Partner (9 Dec 2019 to 4 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Nov 2020)
    • CF10 Compliance Oversight (24 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (6 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (6 Jan 2014 to 8 Dec 2019)
  • Strand Hanson Limited (no longer approved here)

    FRN 161661

    • CF30 Customer (1 Feb 2012 to 6 Jan 2014)
    • CF4 Partner (AR) (1 Feb 2012 to 6 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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