Oakvale Capital LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Adam Morley
IRN AXM05229
- [FCA CF] Client dealing (since 3 Jul 2023)
Adele Sinclair
IRN AXS03591
- CF30 Customer (11 Jun 2014 to 3 Dec 2018)
Arjun Gill
IRN AXG09994
- [FCA CF] Client dealing (17 Mar 2022 to 20 Sep 2023)
Christopher Jayson
IRN CXJ00310
- [FCA CF] Client dealing (since 17 Jun 2024)
Colm David Ryan
IRN CXR00323
- [FCA CF] Client dealing (17 Mar 2022 to 3 Oct 2023)
Daniel Paul Burns
IRN DPB01140
- SMF1 Chief Executive (since 9 Feb 2021)
- SMF16 Compliance Oversight (since 9 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Feb 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (6 Jan 2014 to 8 Dec 2019)
- CF4 Partner (6 Jan 2014 to 8 Dec 2019)
Danielle Gratch
IRN DXG09008
- CF30 Customer (28 Dec 2018 to 13 Sep 2019)
Elliot Berg
IRN EXB00385
- [FCA CF] Client dealing (since 15 Nov 2023)
Francisco Gaspar Bartolome
IRN FXB09000
- CF30 Customer (28 Dec 2018 to 8 Dec 2019)
Goncalo spanha Torrado da Silva
IRN GXS00629
- [FCA CF] Client dealing (since 15 Nov 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.