Oakvale Capital LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Ines Bedoya Blume
IRN IXB01536
- [FCA CF] Client dealing (since 2 Mar 2020)
Jonathan Neil Mendelsohn
IRN JNM01078
- SMF27 Partner (9 Dec 2019 to 4 Nov 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Nov 2020)
- CF10 Compliance Oversight (24 Apr 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 Apr 2015 to 8 Dec 2019)
- CF30 Customer (6 Jan 2014 to 8 Dec 2019)
- CF4 Partner (6 Jan 2014 to 8 Dec 2019)
Kieran Georges Davey
IRN KXD13532
- [FCA CF] Client dealing (since 9 Dec 2019)
Olivia Jessica Kunz
IRN OJK00007
- CF30 Customer (6 Jan 2014 to 3 Dec 2018)
Sandford Anthony Patrick Loudon
IRN SAL01151
- SMF27 Partner (since 24 Sep 2021)
- CF30 Customer (6 Jan 2014 to 8 Dec 2019)
Yasser Rashid
IRN YXR00009
- [FCA CF] Client dealing (since 14 Sep 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.