Jonathan Maurice Graham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2020)
    • CF1 Director (14 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (26 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Apr 2005 to 31 Oct 2007)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • CF29 Significant management (12 Sep 2012 to 1 Jul 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.