Jonathan Martin Beardsall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2025)
  • Pense Limited (no longer approved here)

    FRN 231629

    • SMF16 Compliance Oversight (27 Apr 2022 to 17 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Apr 2022 to 17 Jul 2024)
    • Responsible for Insurance Distribution (27 Apr 2022 to 17 Jul 2024)
    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 10 Apr 2024)
  • FUTURES ASSURED LIMITED (no longer approved here)

    FRN 441384

    • CF30 Customer (1 Dec 2009 to 15 Apr 2014)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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