Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (11 Jun 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jun 2013 to 8 Dec 2019)
    • CF4 Partner (11 Jun 2013 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (15 Jun 2009 to 25 Jan 2012)
    • CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.