Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRADE NATION FINANCIAL UK LTD
FRN 525164
- SMF1 Chief Executive (since 30 May 2025)
- SMF3 Executive Director (since 30 May 2025)
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- SMF3 Executive Director (23 Dec 2021 to 26 Mar 2024)
- SMF24 Chief Operations (23 Dec 2021 to 14 Apr 2024)
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- SMF24 Chief Operations (9 Dec 2019 to 14 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 26 Mar 2024)
- CF1 Director (2 May 2018 to 8 Dec 2019)
- CF29 Significant management (4 Sep 2017 to 4 May 2018)
- CF30 Customer (1 Nov 2007 to 19 Jun 2012)
- CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
- CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
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- SMF24 Chief Operations (9 Dec 2019 to 14 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 26 Mar 2024)
- CF1 Director (2 May 2018 to 8 Dec 2019)
- CF29 Significant management (4 Sep 2017 to 4 May 2018)
- CF30 Customer (1 Nov 2007 to 19 Jun 2012)
- CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.