Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Feb 2016)
    • CF3 Chief Executive (AR) (since 22 Feb 2016)
    • CF30 Customer (since 22 Feb 2016)
    • Employed By (since 22 Feb 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF30 Customer (1 Nov 2007 to 29 Jan 2010)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Apr 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (25 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.