Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ucapital Asset Management LLP (no longer approved here)

    FRN 477155

    • [FCA CF] Client dealing (1 Nov 2024 to 2 Jan 2026)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 30 Aug 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Aug 2024)
    • CF30 Customer (16 Nov 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Aug 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Aug 2024)
    • CF30 Customer (16 Nov 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (18 Jul 2012 to 19 Mar 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Jun 2012)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 10 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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