Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 12 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2022)
    • SMF1 Chief Executive (since 2 Aug 2021)
    • SMF3 Executive Director (since 2 Aug 2021)
  • London Stone Securities Limited (no longer approved here)

    FRN 479827

    • CF30 Customer (1 Nov 2012 to 14 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.