Date authorised
2 August 2021
Companies House
12871856
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +447557357055
  • Complaints Contact

    71-75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +447557357055

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Kumar Roychoudhury

    IRN JKR01034

    • SMF16 Compliance Oversight (since 12 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2022)
    • SMF1 Chief Executive (since 2 Aug 2021)
    • SMF3 Executive Director (since 2 Aug 2021)
  • Leah Bettony Gallagher

    IRN LBG00011

    • SMF16 Compliance Oversight (2 Aug 2021 to 7 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Aug 2021 to 7 Jul 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.