Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Epoch Investment Partners UK, Ltd
FRN 715988
- SMF16 Compliance Oversight (since 10 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2025)
- SMF3 Executive Director (since 6 Jul 2023)
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- [FCA CF] Significant management (31 Oct 2020 to 6 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.