Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Apr 2019)
- CF30 Customer (since 1 Apr 2019)
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Countryside Financial Services Ltd
FRN 837291
- Employed By (since 1 Apr 2019)
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- Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2019)
- Responsibility for MCD Intermediation (21 Jul 2016 to 7 Mar 2019)
- CF11 Money Laundering Reporting (13 Oct 2014 to 7 Mar 2019)
- Responsible for Insurance Mediation (13 Oct 2014 to 15 Jul 2016)
- CF30 Customer (13 Oct 2014 to 7 Mar 2019)
- CF1 Director (13 Oct 2014 to 7 Mar 2019)
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- CF1 Director (AR) (11 Jul 2013 to 30 Sep 2014)
- CF30 Customer (7 Feb 2013 to 30 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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- Employed By (1 Dec 2001 to 7 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.