Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 27 May 2022)
    • CF2 Non Executive Director (6 Jun 2017 to 8 Dec 2019)
  • Oneglobal Broking Limited (no longer approved here)

    FRN 311657

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Jul 2023)
    • CF2 Non Executive Director (25 Jul 2019 to 8 Dec 2019)
  • Castle Trust Capital PLC (no longer approved here)

    FRN 541910

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (20 Jan 2017 to 8 Dec 2019)
  • Omni Capital Retail Finance Limited (no longer approved here)

    FRN 720279

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (20 Jan 2017 to 8 Dec 2019)
  • Sturdy Insurance Brokers Limited (no longer approved here)

    FRN 302984

    • CF2 Non Executive Director (25 Jul 2019 to 8 Dec 2019)
  • Bspoke Underwriting Ltd (no longer approved here)

    FRN 310101

    • CF2 Non Executive Director (31 May 2017 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (25 Feb 2011 to 22 Feb 2012)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (14 Jan 2008 to 15 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.